Compliance Audits

Audits

Made Comprehensive

Effective internal audits and mock inspections are essential for identifying risks and ensuring robust compliance within financial institutions. At Pecuniya Compliance Solutions, we help you implement an audit function that is dynamic, forward-looking, and tailored to your business’s scale and complexity.

Our Regulatory Compliance Audit Services

Modern internal audits serve as a critical tool for identifying potential risks and taking timely action. In Singapore, financial institutions are required by the Monetary Authority of Singapore (MAS) to establish comprehensive internal audit functions.

Our audit services address:

01
Corporate compliance controls
02
Valuation and customer reporting mechanisms
03
Conflict management
04
Robust risk management frameworks
05
Transparent customer disclosures
06
Regulatory filings and breach management
07
Documentation and record-keeping
08
Adherence to internal controls and policies
09
Staff training and awareness

Business Continuity Management (BCM) Audits

Business Continuity Management (BCM) Audits

We also support you with BCM audits—an essential component of risk mitigation. Our audits cover:

Defining board and senior management responsibilities
Assessing the effectiveness of BCM and disaster recovery plans
Ensuring key stakeholders are familiar with the plan
Identifying critical business functions and setting recovery objectives
Stress-testing Business Continuity Plans (BCPs)
Evaluating concentration risks and dependencies
Validating training and communication efforts

Independent Compliance Reviews and Mock Inspections

Our team conducts targeted compliance reviews, including assessments of AML policies and procedures. We also perform mock MAS inspections to proactively identify and address compliance gaps, providing unbiased recommendations for improvement.

Why Choose Pecuniya Compliance Solutions?

With over 20 years of experience in regulatory compliance in Singapore, our expert team delivers bespoke, risk-focused, and cost-effective audit solutions. We enhance your corporate governance by ensuring your internal controls are robust and aligned with the latest regulatory requirements.

To discuss your internal audit, BCM audit, and compliance review needs, please contact our team today.

Company incorporation in Singapore, the UAE and India – client meeting